Standards For Reporting Interventions
In Controlled Trials Of Acupuncture:
The STRICTA Recommendations
Hugh MacPherson, BSc, PhD, MBAcC,1
Adrian White, MA, BM, BCh., DipMedAc,2
Mike Cummings, MB, ChB, DipMedAc,3
Kim A. Jobst, MA, DM, MRCP, MFHom,4 Ken Rose,5
Richard C. Niemtzow, MD, PhD, MPH6 for the STRICTA Group*
ABSTRACT
Acupuncture treatment and control group interventions in parallel-group randomized trials
of acupuncture are not always precisely reported. In an attempt to improve standards, an
international group of experienced acupuncturists and researchers devised a set of
recommendations, designating them STRICTA: Standards for Reporting Interventions in
Controlled Trials of Acupuncture. In a further consensus-building round, the editors of
several journals helped redraft the recommendations. These follow the Consolidated
Standards for Reporting Trials (CONSORT) format, acting as an extension of the CONSORT
guidelines for the specific requirements of acupuncture studies. Participating journals
are publishing the STRICTA recommendations and requesting prospective authors to adhere to
them when preparing reports for publication. Other journals are invited to adopt these
recommendations. The intended outcome is that interventions in controlled trials of
acupuncture will be more adequately reported, thereby facilitating an improvement in
critical appraisal, analysis, and replication of trials.
INTRODUCTION
The need for more precise standards of reporting of interventions in controlled trials of
acupuncture is evident from the difficulties associated with their interpretation and
analysis (Ter Riet et al., 1990). Many of the more general problems have been addressed by
the recently revised Consolidated Standards for Reporting Trials (CONSORT) statement
(Altman et al., 2001; Moher et al., 2001b). Within acupuncture research, however, there
remain specific aspects of controlled trials that are poorly documented, in particular
those aspects that relate to interventions, for the treatment and control groups. These
are not sufficiently covered by CONSORT.
An international group of
acupuncture researchers met at Exeter University, England, from July 2-4, 2001, to discuss
the design of clinical trials of acupuncture. This group also drafted a set of
recommendations for improved reporting of the interventions in parallel-group trials of
acupuncture. These recommendations were designated Standards for Reporting Interventions
in Controlled Trials of Acupuncture or STRICTA. They are intended for use in conjunction
with CONSORT, as an extension to the CONSORT checklist item on intervention.
The editors of several key
journals that publish clinical trials of acupuncture were invited to participate in
redrafting the recommendations. The overall aim was to achieve a broad set of
recommendations that would cover the most common approaches to acupuncture and research
design. The recommendations had to be appropriate for a range of styles, from Western
trigger point treatment to traditional Chinese acupuncture and from electroacupuncture to
auricular acupuncture. They also had to cover the spectrum of randomized controlled trial
designs, from explanatory trials evaluating the specific effects of needling, to pragmatic
trials evaluating the broader effects of acupuncture in routine practice.
The recommendations are being
published by the editors of Acupuncture in Medicine, Clinical Acupuncture and Oriental
Medicine, Complementary Therapies in Medicine, The Journal of Alternative and
Complementary Medicine, and Medical Acupuncture as part of their Instructions to Authors.
It is intended that implementation of the STRICTA recommendations will reduce inadequate
reporting of acupuncture trials, facilitating an improvement in their critical appraisal
and interpretation (Jobst and Eskinazi, 1996). It may also help with some specific
challenges, such as developing criteria for assessing the adequacy of acupuncture
treatment in earlier studies (White and Ernst, 1998). It is hoped that over time, use of
the STRICTA recommendations will lead to more rigorous trial design, more robust
conclusions, and better data to determine future policy and practice.
THE STRICTA RECOMMENDATIONS
Acupuncture rationale
The acupuncture rationale, the first item on the STRICTA checklist, should include a
statement about the style of acupuncture used, whether, for example, Traditional Chinese
Medicine or a Western medical approach. It should also include an explicit rationale for
the chosen treatment, including diagnosis, point selection, and treatment procedures.
Where a trial protocol includes
individualization of treatment, the rationale for the treatments should be documented.
Whatever the active intervention, the sources that justify the underlying rationale must
be explicit, whether these are from the literature, expert clinical and research panels,
practitioner surveys, or any combination of sources.
Needling details
The specific point locations, and whether unilateral or bilateral, should be described in
terms of a standard nomenclature or in terms of anatomical location. The number of needle
insertions should be reported as either a simple total where a formula of points is used,
or as the mean and range where the number of needles varies between patients. The depth of
insertion, and whether standardized or individualized, should be expressed using the
Chinese measurement of the cun; in terms of anatomic depth, for example subcutaneous
tissue, fascia, muscle, or periosteum; or in millimeters. If the study protocol requires
that specific responses to needling be elicited, for example the de qi sensation in
traditional Chinese acupuncture, the muscle twitch in trigger point treatment, or muscle
contraction in electroacupuncture, these responses should be documented. Needle
stimulation techniques, when used, should be clearly described. For manual stimulation
such techniques include lifting, thrusting, or rotating the needle to manipulate the de qi
sensation. For electrical stimulation the current, amplitude, and frequency settings
should be recorded. Needle retention times should be reported, as either a standard or a
mean and range. Details should be given of the types of needles used, including the gauge
and length as well as the manufacturer and/or the material.
Treatment regimen
The treatment regimen, which is the number of sessions and frequency of treatment, should
be clearly documented. If there is variation in the regimen between patients, then the
mean and range should be reported.
Cointerventions
Cointerventions refer to the auxiliary techniques and prescribed self-treatment and
lifestyle advice carried out by the patient as an adjunct to the acupuncture needling
itself. All cointerventions should be reported clearly. Examples of auxiliary techniques
include moxibustion, cupping, plum-blossom needling, and use of Chinese herbs. If the
protocol specifies the option of prescribed self-help treatments such as qigong or muscle
stretching exercises, and lifestyle advice such as dietary changes based on diagnostic
criteria, then these too must be reported.
Practitioner background
The background of acupuncture practitioners will influence the nature of the acupuncture
treatment given and is therefore a variable that may significantly affect the outcome. For
this reason reporting should include the duration of relevant training, length of clinical
experience, and details of expertise in treating the specific condition being evaluated,
as well as any other experience that may be relevant to the trial.
Control intervention(s)
The choice of control and its intended effect should be presented and justified in
relation to the research question and the methodology. Sources that led to the choice of
control, such as literature, should be provided. In particular, where the control is
intended to mimic acupuncture in all but the specific needle puncture effect, care must be
taken to describe precisely what the sham acupuncture is intended to control for, e.g.,
for point specificity or for the type and duration of stimulation. Control procedures may
involve an active comparator, such as physiotherapy, for which the intended action is
therapeutic. However control procedures involving invasive or noninvasive sham needling
techniques may be minimally active, evoking a neurophysiologic and/or neurochemical
response. Other control procedures can be assumed to be inert, such as an inactivated
transcutaneous electrical nerve stimulation (TENS) machine; however, these procedures may
not have the same total psychologic impact as acupuncture, thereby compromising outcome.
The information that the patient receives regarding the treatment and control intervention
should be provided, including relevant wording on the information leaflet. Describing a
sham acupuncture control as "a type of acupuncture" may affect outcome
differently than saying it is "not acupuncture, but will involve a similar experience
to acupuncture." The credibility of the control, which often depends on the inclusion
of acupuncture-naïve patients, needs to be tested and reported. Finally, a precise
description of the control intervention itself should be presented, including needling
details and regimen if different from those used in the acupuncture group.
DISCUSSION
The CONSORT statement was first published in 1996 (Begg et al., 1996) and subsequent
evidence has shown it to be associated with a positive influence on the quality of trial
reporting (Moher et al., 2001a). It is intended that these STRICTA recommendations will
have a similarly positive influence on the reporting of acupuncture trials and thus help
critical appraisal, analysis, and interpretation of future controlled trials.
The STRICTA recommendations have
been adopted by several participating journals that regularly publish in the field of
acupuncture research. They all have agreed to recommend the STRICTA guidelines in their
Instructions for Authors. Journals that have not yet adopted STRICTA may do so by
registering with the lead author who is the coordinator of the STRICTA group. A full list
of journals that have adopted STRICTA is available at www.stricta.info.
Similar to CONSORT, the STRICTA
recommendations are a work-in-progress that will be updated. As with the CONSORT
checklist, ad hoc modifications to the STRICTA criteria are not encouraged because the
process of generating consensus may differ from that used by the STRICTA participants. To
help improve these guidelines, readers are invited to comment on the STRICTA checklist
directly to the STRICTA group coordinator, identifying gaps or areas of ambiguity and
suggesting improvements and additions. These contributions will be fed into the next round
of redrafting.
ACKNOWLEDGMENTS
The authors would like to thank Professor J.W. Thompson for his useful comments on the
STRICTA checklist and Dr. Jaqueline Filshie for her contribution to this paper.
MEMBERS OF THE STRICTA GROUP
An international group of experienced acupuncturists and researchers met July 2-4, 2001,
at Exeter University, Exeter, England, U.K. This group first drafted these
recommendations, designating them STRICTA, and initiated the plan to encourage journals in
the field to adopt them. Participating in this group were Steven Birch, L.Ac., Ph.D.,
Foundation for Traditional East Asian Medicine, Amsterdam, The Netherlands; Mark Bovey,
B.Sc., Lic.Ac., B.Ac., University of Exeter, U.K.; Sarah Budd, S.R.N., S.C.M., Dip.Ac.,
B.Phil., University of Exeter, U.K.; Richard Hammerschlag, Ph.D., Oregon College of
Oriental Medicine, Portland, OR; Val Hopwood, M.Sc., F.C.S.P., S.R.P., Dip.Ac., University
of Coventry, U.K; Kenji Kawakita, Ph.D., Meiji University of Oriental Medicine, Japan;
Lixing Lao, Ph.D., Lic.Ac., University of Maryland, Baltimore; George T. Lewith, M.B.,
D.M., F.R.C.P., Royal South Hants Hospital, Southampton, Hampshire, U.K.; Hugh MacPherson,
B.S.C., Ph.D., M.B.Ac.C., Foundation for Traditional Chinese Medicine, York, U.K.; Simon
Mills, University of Exeter, U.K.; Marco Romoli, M.D., Federazione Italiana Società di
Agopuntura, Prato, Italy; Karen J. Sherman, Ph.D., M.P.H., Center for Health Studies,
Seattle, WA; Sonya Pancucci, M.Ed., KST Health Services, Hamilton, Ontario, Canada; Kien
Trinh, M.D., M.Sc., McMaster University, Hamilton, Ontario, Canada; Adrian White, M.A.,
B.M., B.Ch., Dip.Med.Ac., University of Exeter, U.K.; and Chris Zaslawski, Dip.Ac.,
Dip.C.H.M., B.App.Sc., M.Hlth.Sc.Ed., University of Technology, Sydney, Australia.
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Address reprint requests to:
Hugh MacPherson, B.Sc., Ph.D., M.B.Ac.C.
Coordinator for the STRICTA group
c/o Foundation for Traditional Chinese Medicine
122A Acomb Road
York, YO24 4EY
United Kingdom
E-mail: hugh(at)ftcm.org.uk